-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TTVoODIXNUEvpe71DpYFVRJnaXVUNQMsMAifaYu/bu8kVptCbCXTO1NzyA99vPq1 gl3q1TL09DhBbyiLqWi5sQ== 0000950135-97-000548.txt : 19970222 0000950135-97-000548.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000548 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NYSE GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC II L.P. GROUP MEMBERS: ADVENT INDUSTRIAL II L.P. GROUP MEMBERS: ADVENT NEW YORK L.P. GROUP MEMBERS: ADVENT VII L P GROUP MEMBERS: TA VENTURE INVESTORS LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JDA SOFTWARE GROUP INC CENTRAL INDEX KEY: 0001006892 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 860787377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49467 FILM NUMBER: 97528852 BUSINESS ADDRESS: STREET 1: 11811 NORTH TATUM BLVD STREET 2: STE 2000 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 6024045500 MAIL ADDRESS: STREET 1: 11811 NORTH TATUM BLVD STREET 2: SUITE 2000 CITY: PHOENIX STATE: AZ ZIP: 85028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT VII L P CENTRAL INDEX KEY: 0000938846 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043181563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746700 MAIL ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH STREET SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 ADVENT VII L.P. SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* JDA Software Group, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 46612K 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this / / statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages SEC 1745 (10-85) 2 CUSIP NO. 46612K 10 8 13G PAGE 2 OF 4 PAGES - -------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Advent VII L.P. 04-3181563 Advent Industrial II L.P. 51-0314268 Advent New York L.P. 04-3095408 Advent Atlantic and Pacific II L.P. 04-3123521 TA Venture Investors Limited Partnership 04-3068354 - -------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Advent VII L.P. Delaware Advent Industrial II L.P. Delaware Advent New York L.P. Delaware Advent Atlantic and Pacific II L.P. Delaware TA Venture Investors Limited Partnership Massachusetts - -------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 NUMBER OF SHARES ----------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH N/A REPORTING ----------------------------------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 ------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER N/A - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 - --------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Advent VII L.P. 7.23 Advent Industrial II L.P. 1.55 Advent New York L.P. .72 Advent Atlantic and Pacific II L.P. 4.29 TA Venture Investors Limited Partnership .13 - -------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON Each entity is a Limited Partnership - --------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13G Page 3 of 4 Pages Item 1: (a) Name of Issuer: JDA Software Group, Inc. (b) Address of Issuer's Principal Executive Offices: 11811 North Tatum Blvd. Phoenix, AZ 85028 Item 2: (a) Name of Person Filing: Advent VII L.P. Advent Industrial II L.P. Advent New York L.P. Advent Atlantic and Pacific II L.P. TA Venture Investors Limited Partnership (b) Address of Principal Business Office: c/o TA Associates 125 High Street, Suite 2500 Boston, MA 02110 (c) Citizenship: Not Applicable (d) Title of Class of Securities: Common Stock, Par Value $.01 (e) CUSIP Number: 46612K 10 8 Item 3: If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable Item 4: OWNERSHIP (a) Amount Beneficially Owned: Common Stock ------------ Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 (b) Percent of Class: Percentage ---------- Advent VII L.P. 7.23 Advent Industrial II L.P. 1.55 Advent New York L.P. .72 Advent Atlantic and Pacific II L.P. 4.29 TA Venture Investors Limited Partnership .13 (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: Common Stock ------------ Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 (ii) shared power to vote or direct the vote: N/A (iii) sole power to dispose or direct the Common Stock disposition: ------------ Advent VII L.P. 983,052 Advent Industrial II L.P. 210,162 Advent New York L.P. 98,306 Advent Atlantic and Pacific II L.P. 583,301 TA Venture Investors Limited Partnership 17,694 (iv) shared power to dispose or direct the disposition N/A - --------------- * This Schedule 13G is filed pursuant to Rule 13d-1(f) on behalf of ___________.
4 SCHEDULE 13G Page 4 of 4 Pages Item 5: Ownership of Five Percent or Less of a Class: Not Applicable Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8: Identification and Classification of Members of the Group: This schedule 13G is filed pursuant to Rule 13d-1(c). For the agreement of group members to a joint filing, see below. Item 9: Notice of Dissolution of Group: Not Applicable Item 10: Certification: Not Applicable
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. AGREEMENT FOR JOINT FILING Advent VII, L.P., Advent Industrial II L.P., Advent New York L.P., Advent Atlantic and Pacific II L.P., and TA Venture Investors Limited Partnership, hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of JDA Software Group, Inc. Dated: ADVENT VII L.P. By: TA Associates VII L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell -------------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT INDUSTRIAL II L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell -------------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC II L.P. By: TA Associates AAP II Partners L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell -------------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT NEW YORK L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell -------------------------------------------------------- Katherine S. Cromwell, Managing Director TA VENTURE INVESTORS LIMITED PARTNERSHIP By: /s/ Katherine S. Cromwell -------------------------------------------------------- Katherine S. Cromwell, General Partner -----END PRIVACY-ENHANCED MESSAGE-----